Following the European elections and the new appointment of the EU Commission, the regulatory carousel continues to turn: some regulatory projects are being resumed, while others are already awaiting swift implementation.
Led by Rimon Falkenfort Partner Prof. Dr. Bernd Geier, this webinar will highlight current issues and at the same time provide an overview of upcoming new regulatory projects.
Together with Patrick Arora (Deutscher Sparkassen- und Giroverband) the panel will address a range of different topics, including:
Retail Investment Strategy - the new world of MiFID
- Status of the project
- Advice and portfolio management: Lost in translation?
- Inducements: Is the commission ban coming after all?
- Qualification test for investment advisors
- Banking goes TikTok: New regulations in the area of marketing ("finfluencer")
New requirements for investment advice and financial portfolio management
- New guidelines
- Implementation in practice
- Challenges target market concept
MiFIR review: Status and implementation
- Content of the "new" MiFIR:
- Consolidated tape
- Market transparency
- Systematic internalization
- Prohibition of payment for order flow
- Implementation and transitional provisions: Interpretative guidance from the legislator and the supervisory authority
Investment law/KAGB
- Supervisory measures for real estate funds
- AIFM implementation "on the doorstep": New liquidity rules in the fund business
ESG
- Concept of sustainability
- Product categories and sustainability labels
- Fund names and green bonds
- Annexes to the taxonomy and draft SFDR RTS
- Experience reports
