The regulatory environment is constantly evolving, which is why it is crucial to stay up to date in your day-to-day work. Rimon Falkenfort partner Prof. Dr. Bernd Geier and Patrick Arora of German Savings Bank Association will address current capital markets regulatory changes and their impact. The seminar will address a range of different topics, including:
Retail Investment Strategy - the new world of MiFID
- Status of the project
- Advice and portfolio management: Lost in translation?
- Inducements: Is the commission ban coming after all?
- Qualification test for investment advisors
- Banking goes TikTok: New regulations in the area of marketing ("finfluencer")
New requirements for investment advice and financial portfolio management
- New guidelines
- Implementation in practice
- Challenges target market concept
MiFIR review: Status and implementation
- Content of the "new" MiFIR:
- Consolidated tape
- Market transparency
- Systematic internalization
- Prohibition of payment for order flow
- Implementation and transitional provisions: Interpretative guidance from the legislator and the supervisory authority
Investment law/KAGB
- Supervisory measures for real estate funds
- AIFM implementation "on the doorstep": New liquidity rules in the fund business
ESG
- Concept of sustainability
- Product categories and sustainability labels
- Fund names and green bonds
- Annexes to the taxonomy and draft SFDR RTS
- Experience reports
